SEC Form N-4


* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 18 .

Advisors looking to avoid an SEC audit should pay heed to this list of what may catch the regulator's attention.

BREAKING DOWN 'SEC Form S-4'

unless the form displays a currently valid OMB control number. FORM 4 (continued) Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., .

Bottom Line: Garcinia Cambogia is a plant often used in Asian recipes. The skin of the fruit contains a substance called Hydroxycitric Acid (HCA), which is the active ingredient.

Does Garcinia Cambogia Actually Work. Woman Smiling and Holding a Supplement I managed to find several research studies on Garcinia Cambogia, in both animals and humans.